Governance Risk and Compliance

We have extensive experience in the goverance risk and compliance space.Experience includes:

General

• Provided business development advice and professional services to enhance governance, risk and compliance for NZ clients
• Business start up for a software solution for banking regulation compliance (FSA, Basel, Sarbanes Oxley and MiFID)
• Developed enhancements for new legislation including Capital Adequacy Directive, MiFID and International Financial Reporting Standards (particularly FAS133/IAS39)
• Technical evaluation of risk products / solutions / training and cross selling opportunities

Global Operational Risk Strategy

• Management of vendor presentations and assessments
• Input into operational risk management help desk and control procedures

N2 GOVERNANCE

The specification and build of new governance reporting mechanism to comply with regulatory requirements

• Development of enhanced control and issues monitoring procedures KPI / KRI / KCI
• Implementation of a web based governance reporting tool
• Development of new management and executive information for global management